to a U.S. Securities and Exchange Commission rule requiring all
brokerage firms to make publicly available quarterly reports on
their order routing practices. The reports provide information on
the routing of "non-directed orders" -- any order that the customer
has not specifically instructed to be routed to a particular venue
for execution. For these non-directed orders, H. G. Wellington &
Co., Inc. has selected the execution venue on behalf of its
customers.
on the New York Stock Exchange, one for securities listed on The
Nasdaq Stock Market, one for securities listed on the American
Stock Exchange or regional exchanges, and one for
exchange-listed options. For each section, this report identifies
the venues most often selected by H. G. Wellington & Co., Inc.,
sets forth the percentage of various types of orders routed to the
venues, and discusses the material aspects of H. G. Wellington &
Co., Inc.'s relationship with the venues.
IMPORTANT NOTICE
Rule 11Ac 1-6 reports for the quarter ending March 31, 2007 and
forward are posted at www.TAGAUDIT.com web site
Capital Management | Individual Investor Services | Institutional Services